IMPORANT: Investment involves risks. Investment value may rise or fall. Past performance information presented is not indicative of future performance. Investors should refer to the Prospectus and the Product Key Facts Statement for further details, including product features and risk factors. Investors should not base on this material alone to make investment decisions.

The CSOP Hang Seng TECH Index ETF (the “Sub-Fund”) is a sub-fund of the CSOP ETF Series (“Trust”), which is an umbrella unit trust established under Hong Kong law. The Sub-Fund is a passively managed index tracking ETF authorised under Chapter 8.6 of the Code on Unit Trusts and Mutual Funds. The units of the Sub-Fund are traded on the Stock Exchange of Hong Kong Limited (the “SEHK”) like stocks.
  • The Sub-Fund is not principal guaranteed and your investments may suffer losses. There is no assurance that the Sub-Fund will achieve its investment objective.
  • The Sub-Fund is not actively managed. The Manager will not have the discretion to adapt to market changes due to the inherent investment nature of the Sub-Fund. Falls in the Underlying Index are expected to result in corresponding falls in the value of the Sub-Fund.
  • The Sub-Fund’s investment in equity securities is subject to general market risks, whose value may fluctuate due to various factors, such as changes in investment sentiment, political and economic conditions and issuer-specific factors.
  • The Hang Seng TECH Index (the “Underlying Index”) is a new index. The Sub-Fund may be riskier than other exchange traded funds tracking more established indices with longer operating history.
  • The Sub-Fund’s investments are concentrated in companies with a technology theme. Many of the companies with a high business exposure to a technology theme have a relatively short operating history. Technology companies are often characterised by relatively higher volatility in price performance when compared to other economic sectors. Companies in the technology sector also face intense competition, and there may also be substantial government intervention, which may have an adverse effect on profit margins. Rapid changes could render obsolete the products and services offered by these companies. These companies are also subject to the risks of loss or impairment of intellectual property rights or licences, cyber security risks resulting in undesirable legal, financial, operational and reputational consequences.
  • The value of the Sub-Fund may be more volatile than that of a fund having a more diverse portfolio of investments.
  • The Sub-Fund may be exposed to risks associated with different technology sectors and themes(including industries, consumer discretionary, healthcare, financials, information technology, internet (including mobile), fintech, cloud, e-commerce, or digital). A downturn in the business for companies in these sectors or themes may have adverse effects on the Sub-Fund.
  • The Underlying Index is subject to concentration risk as a result of tracking the performance of securities incorporated in, or with the majority of revenue derived from, or with a principal place of business in, the Greater China region. The NAV of the Sub-Fund is therefore likely to be more volatile than a more broad-based fund, such as a global or regional fund, as the Underlying Index is more susceptible to fluctuations in value resulting from adverse conditions in a single region.
  • Securities lending transactions may involve the risk that the borrower may fail to return the securities lent out in a timely manner and the value of the collateral may fall below the value of the securities lent out.
  • Although the Manager will use its best endeavours to put in place arrangements so that at least one market maker will maintain a market for the units and that at least one market maker gives not less than 3 months’ notice prior to terminating market making arrangement under the relevant market maker agreement, liquidity in the market for the units may be adversely affected if there is no or only one market maker for the units. There is also no guarantee that any market making activity will be effective.
  • The Sub-Fund may be subject to tracking error risk, which is the risk that its performance may not track that of the Underlying Index exactly. This tracking error may result from the investment strategy used, and fees and expenses. The Manager will monitor and seek to manage such risk in minimising tracking error. There can be no assurance of exact or identical replication at any time of the performance of the Underlying Index.
  • The trading price of the units on the SEHK is driven by market factors such as the demand and supply of the units. Therefore, the units may trade at a substantial premium or discount to the Sub-Fund’s NAV.
  • As investors will pay certain charges (e.g. trading fees and brokerage fees) to buy or sell units on the SEHK, investors may pay more than the NAV per unit when buying units on the SEHK, and may receive less than the NAV per unit when selling units on the SEHK.
  • The fund may be terminated early under certain circumstances, for example, where the Underlying Index is no longer available for benchmarking or if the size of the Sub-Fund falls below RMB100 million. Investors may not be able to recover their investments and suffer a loss when the Sub-Fund is terminated.
  • Payment of dividends out of capital or effectively out of capital amounts to a return or withdrawal of part of an investor’s original investment or from any capital gains attributable to that original investment. Any such distributions involving payment of dividends out of capital or effectively out of capital of the Sub-Fund may result in an immediate reduction of the NAV per unit of the Sub-Fund.
Please note that the above listed investment risks are not exhaustive and investors should read the Prospectus in detail before making any investment decision.

TECHNOLOGY NEVER CEASE TO THRIVE

30 Leading Tech Stocks At A Few Thousand Only

CSOP
Hang Seng TECH Index ETF

3033.HK

Exchange Ticker

Hang Seng Tech Index2

Underlying index

~HKD18001

Minimum Investment

0.99%

Management fee
1 Estimated data for reference only
2 "the Index"

HKD6~81

Inception Price Per Share(Approx.)

200units

Trading Lot

2020/8/28

Listing Date

HKD6~81

Inception Price Per Share(Approx.)

200units

Trading Lot

2020/8/28

Listing Date


1 Estimated data for reference only
2 "the Index"
CSOP
Hang Seng TECH Index ETF
  1. The first ETF tracking the newly launched Hang Seng TECH Index
    Investors around the world are enthusiastic about the Hang Seng Tech Index. As the world’s first ETF to track the Hang Seng Tech Index, 3033.HK will help you get ahead and seize the investment opportunity
  2. Technology never cease to thrive
    Constituent technology stocks keeps updating, individual stocks may rise and fall, but technology concept will never be outdated 3033.HK fully replicates the Hang Seng Tech Index3 to capture the performance of Hong Kong listed top technology or innovative companies
  3. Capture the Growth of Tech Companies with Strong Innovation
    Consisting of 30 top HK-listed technology companies that permeated each aspect of our life, including TENCENT, BABA-SW, MEITUAN-W etc. 4
    Index Design
    Index Design
    Source: Hang Seng Indexes Company Limited
  4. Good diversification, lower volatility
    Tech stocks have higher volatility than those traditional large cap stocks. Investing in a portfolio allow investors to enjoy a lower volatility than investing in individual stock.
    Single-stock Average Volatility*
    58.65%
    Hang Seng TECH Index constituents
    34.14%
    Hang Seng Index constituents


    Hang Seng TECH Index 30 Constituents Volatility**
    36.42%
    Hang Seng TECH Index overall
    Hang Seng TECH Index overall 3033 HK 3033 HK 3088 HK 3032 HK
    *Source: CSOP Research, #Annualized S.D. for 260 trading days, till 31-Jul-2020
    **Exclude 4 constituents which are listed in HKEX less than 260 trading days
  5. Lower minimum investment
    Minimum investment of a lot of Top 5 Hang Seng TECH Index constituents each is more than HKD 100,0005. Around 1,800 HKD6 can fully capture the performance of 30 Hong Kong-listed technology or innovative companies. Investment is more flexible and risks is more diversified.
    Minimum Investment (HKD)*
    HKD461,083
    Buy 1 lot for each constituents
    HKD114,744
    Buy 1 lot for each of the top 5 constituents
    ~HKD1,800
    Buy 1 lot of the CSOP Hang Seng TECH Index ETF


    Breakdown of Minimum investment of the Hang Seng TECH Index constituents (No. of constituents)
    Breakdown of Minimum investment of the Hang Seng TECH Index constituents 3033 HK 3033 HK 3088 HK 3032 HK
    *Estimated data for reference only
    Source CSOP Research as of July 31, 2020
  6. Leading ETF Issuer in Hong Kong
    Among the top 10 most traded ETFs/ETPs in Hong Kong from 1 Jan 2018 to 31 Dec 2019, ETFs/ETPs from CSOP takes up half positions
    Most Actively Traded ETFs/ETPs in HK (2018.1-2019.12)


    Stock Code Name Average Daily Turnover(HKD million)
    1 2800 Tracker Fund of Hong Kong 1388
    2 2828 Hang Seng China Enterprises Index ETF 709
    3 2822 CSOP FTSE China A50 ETF* 704
    4 3188 ChinaAMC CSI 300 Index ETF 636
    5 2823 iShares FTSE A50 China Index ETF 589
    6 7500 CSOP HSI Daily (-2x) Inverse Product* 402
    7 7300 CSOP HSI Daily (-1x) Inverse Product* 164
    8 7200 CSOP HSI Daily (2x) Leveraged Product* 115
    9 2840 SPDR Gold Trust 27
    10 7288 CSOP HSCEI Daily (2x) Leveraged Product* 27

    Source: Bloomberg, from 1 Jan, 2018 to 31 Dec, 2019
    *Issued by CSOP Asset Management Limited
3 Please refer to the Prospectus for an explanation on the Investment strategy.
4 Source: Hang Seng Indexes Company Limited, Bloomberg, CSOP research, as of 20 Aug 2020
5 Source: CSOP Research, as of July 31, 2020
6 Estimated data for reference only
Hang Seng TECH Index
  1. 1.   Flagship Index: A new flagship index alongside the Hang Seng Index and the Hang Seng China Enterprises Index
  2. 2.   TECH thematic: Reflecting the performance of top 30 HK-listed companies coming from the tech or innovative segments
  3. 3.   High Quality: Selecting constituents of strict screening
  4. 4.   Good Diversification: Constructed by capping 8% on individual securities
  5. 5.   Close Tracking: Introducing quarterly review and IPO Fast Entry Rule to closely reflect market movements
Underlying Index Information#
Method → Greater China companies at HKEX mainboard
→ Velocity Test
→ Sector: IT/ Consumer Discreationary/ Industrials/ Financials/ Healthcare
→ Theme: Cloud/ Digital/ E-commerce/ Fintech/ Internet
→ Innovation: Tech-enabled business & R&D investment >=5% or Revenue y-o-y growth >= 10%
→ A free float adjusted market capitialization weighted index
Number of Constituents Top 30 by market cap after filtering
Weight Cap 8% for single stock
Rebalance Quarterly review + IPO Fast Entry Rule
Launch Date July 27, 2020
Base and Base Date at 3,000 on December 31, 2014
Market Cap HKD 936.99 Billion as of July 24, 2020
Base Currency HKD
Bloomberg Ticker HSTECHN

#Source: Hang Seng Indexes Company Limited, as of August 27, 2020
Index Price Return^
Index Price Return
^Source: CSOP Research, Bloombery, as of 31 July 2020. Past performance figures are not indicative of future performance. All information for an index prior to its launch date is back-tested, back-tested performance reflects hypothetical historical performance
#The hypothetical performance figure is for illustrative purpose only. Not indicative of actual future performance, which could differ substaintially.
Top 10 Constituents
No. Code Name(Eng) Name(Chi) Weight(%)
1 3690 MEITUAN-W 美團點評-W 9.77
2 1810 XIAOMI-W 小米集團-W 9.09
3 9988 BABA-SW 阿里巴巴-SW 8.71
4 700 TENCENT 騰訊控股 7.94
5 2382 SUNNY OPTICAL 舜宇光學科技 7.44
6 9618 JD-SW 京東集團-SW 5.38
7 981 SMIC 中芯國際 5.28
8 241 ALI HEALTH 阿里健康 4.73
9 268 KINGDEE INT'L 金蝶國際 4.58
10 1833 PA GOODDOCTOR 平安好醫生 3.79


Source: Hang Seng Indexes Company Limited. Bloomberg, CSOP research, as of 27 Aug 2020
Sector Breakdown
Sector Breakdown
Source: Hang Seng Indexes Company Limited. Bloomberg, CSOP research, as of 20 Aug 2020





Code Constituent Name
136 HENGTEN NET
241 ALI HEALTH
268 KINGDEE INT'L
285 BYD ELECTRONIC
522 ASM PACIFIC
700 TENCENT
763 ZTE
772 CHINA LIT
777 NETDRAGON
780 TONGCHENG-ELONG
981 SMIC
992 LENOVO GROUP
1347 HUA HONG SEMI
1478 Q TECH
1797 KOOLEARN
1810 XIAOMI-W
1833 PA GOODDOCTOR
1896 MAOYAN ENT
2013 WEIMOB INC
2018 AAC TECH
2382 SUNNY OPTICAL
2400 XD INC
2858 YIXIN
3690 MEITUAN-W
3888 KINGSOFT
6060 ZA ONLINE
6088 FIT HON TENG
9618 JD-SW
9988 BABA-SW
9999 NTES-S

Sources: Hang Seng Indexes Company Limited, as of August 27, 2020


Privacy Statement

This is the website of CSOP Asset Management Limited ("CSOP"). We understand that our customers and website visitors are concerned about the privacy of information. We have established policies and procedures concerning the collection, use and security of your information that will help protect your privacy. This policy statement provides information on the obligations and policies of CSOP under the Personal Data (Privacy) Ordinance (the "Ordinance").

OUR CORPORATE POLICY

CSOP recognize the importance of personal data to our business and the importance of respecting the privacy rights of our clients. Therefore, we are committed to ensuring compliance with the requirements of the Ordinance. Each employee of CSOP must abide by our commitment to privacy in the handling of personal information. To further enhance confidentiality and security of all personal data, only authorized staff will be allowed to have access to the personal information collected. It is restricted to those persons who have a business need to access personal information in order to perform their job duties.

The purpose of this Statement is to establish the policies and practices of CSOP's commitment to protect the privacy of personal data and to inform you about our responsibilities and your rights under the Ordinance.

Types of Personal Data Held

There are two broad categories of personal data held by us. They are personal data relating to clients and employees of CSOP.

Personal data held by us regarding clients may include the following:-

Personal data relating to employment held by us may include the following:-

Main Purposes of keeping Personal Data

The purposes for which personal data relating to clients may be used are as follows:-

The purposes for which personal data relating to employees may be used are as follows:-

Transfer of Personal Data

Personal data held by CSOP relating to clients will be kept confidential but may be transferred to the following parties (whether within or outside the Hong Kong Special Administrative Region) for any of the purposes stated above:-

Accuracy of Personal Data

CSOP strive at all times to ensure accuracy of all personal data collected and processed by us. In order to assist us to deliver on this pledge, please inform us immediately in the event that your personal information has been changed or you discovered that your personal information held by us is incorrect.

Your Rights

It is not a statutory requirement for you to provide personal data to us. However, we will not be able to provide you with the services and products you may require unless you provide us with the necessary personal data or information.

You have a right (i) to be informed whether we hold any of your personal data; (ii) to be supplied with a copy of your personal data we hold; and (iii) to request correction of your personal data we hold. If you wish to access to and/or to correct any of your personal data held by us, please send your written request to the address set out below. We may, subject to the Ordinance, impose a reasonable fee for complying with a data access request.

If you do not wish your personal data to be used for direct marketing purposes, you may notify us in writing to the following address:-

Head of Legal & Compliance

CSOP Asset Management Limited,
2801-2802 Two Exchange Square
8 Connaught Place, Central
Hong Kong

Upon receipt of such notice, we shall, without charge to you, cease using your personal data for direct marketing purposes.

Disclaimer

CSOP Asset Management Limited ("CSOP") is a regulated institution in Hong Kong by the Securities and Futures Commission (“SFC”). This website contains information about CSOP and the services and products offered by CSOP. The information provided on the CSOP website is not intended for distribution to, or use by, any person or entity in any jurisdiction or country that would subject CSOP or its affiliates to any registration requirement within such jurisdiction or country. Non-Hong Kong investors are responsible for observing all applicable laws and regulations of their relevant jurisdictions before proceeding to access the information contained herein. By proceeding, you are representing that you have understood and accepted the restrictions set out in this section.

The website is prepared by CSOP and has not been reviewed by the SFC. You are advised to exercise caution and if you are in any doubt about any of the contents of the website, you should obtain independent financial and professional advice. Private Investors are advised to consult with their financial advisors, banks, or other professional advisors. Nothing herein should be construed as investment advice nor as comment on the suitability of any investment or investment service. Prospective investors should take advice from their own professional advisors before making any investment decision.

The information contained in this website is provided for reference only and does not constitute any investment advice. Past performance is not an indicative of future performance. Investment involves risk and investors may not get back the amount originally invested. Please read the relevant offering document carefully, in particular fund features and the risks involved in investing in the fund.

Nothing on this website constitutes a solicitation, invitation, recommendation or offer to purchase a product offered by CSOP or any CSOP funds or as the basis for any investment decision.

This site may include forward-looking statements which are based on CSOP's current opinions, expectations and projections. CSOP undertake no obligation to update or revise any forward-looking statements. Actual results could differ materially from those anticipated in the forward-looking statements.

If you have accessed this site using a link from another site, CSOP do not accept any liability or responsibility for the accuracy of information contained within the sites of other providers who have links to any pages of this site.

CSOP do not accept responsibility for any interference or damage to your own computer system, the records stored therein or those of any other person, which arises in connection with your use of this website or any linked website. A Cookies is utilized on this website. It allows your browser to check whether you have read and agreed to these terms. The Cookies does not contain any personally identifiable information. Unfortunately, if your browser is set up to reject Cookies you will not be able to see the content of this website. All copyrights reserved and its contents including all information, graphics, code, text and design in this website are owned by CSOP and should not be reproduced or distributed without its permission. These terms are governed exclusively by the laws of Hong Kong and constitute the entire agreement between you and CSOP in relation to the use of this website.

The information is current as at the date of publication but is subject to change without notice.